Member Information
Historic Cases for Violations and Disciplinary Actions
| Date | Time | File Name | Download |
|---|---|---|---|
| 2025/10/08 | 16:00 | 2025 Q3 Defects and Irregularities of FCMs and IBs | |
| 2025/07/14 | 09:00 | 2025 Q2 Defects and Irregularities of FCMs and IBs | |
| 2025/04/11 | 12:00 | 2025 Q1 Defects and Irregularities of FCMs and IBs | |
| 2025/01/15 | 10:00 | 2024 Q4 Defects and Irregularities of FCMs and IBs | |
| 2024/10/15 | 09:00 | 2024 Q3 Defects and Irregularities of FCMs and IBs | |
| 2024/07/18 | 15:00 | 2024 Q2 Defects and Irregularities of FCMs and IBs | |
| 2024/04/11 | 10:00 | 2024 Q1 Defects and Irregularities of FCMs and IBs | |
| 2024/01/12 | 10:00 | 2023 Q4 Defects and Irregularities of FCMs and IBs | |
| 2023/10/11 | 10:00 | 2023 Q3 Defects and Irregularities of FCMs and IBs | |
| 2023/07/14 | 09:00 | 2023 Q2 Defects and Irregularities of FCMs and IBs | |
| 2023/04/10 | 10:00 | 2023 Q1 Defects and Irregularities of FCMs and IBs | |
| 2023/01/07 | 10:00 | 2022 Q4 Defects and Irregularities of FCMs and IBs | |
| 2022/10/11 | 10:00 | 2022 Q3 Defects and Irregularities of FCMs and IBs | |
| 2022/07/13 | 09:00 | 2022 Q2 Defects and Irregularities of FCMs and IBs | |
| 2022/04/15 | 10:00 | 2022 Q1 Defects and Irregularities of FCMs and IBs | |
| 2022/01/10 | 09:00 | 2021 Q4 Defects and Irregularities of FCMs and IBs | |
| 2021/10/08 | 10:00 | 2021 Q3 Defects and Irregularities of FCMs and IBs | |
| 2021/07/13 | 10:00 | 2021 Q2 Defects and Irregularities of FCMs and IBs | |
| 2021/04/06 | 10:00 | 2021 Q1 Defects and Irregularities of FCMs and IBs | |
| 2021/01/07 | 10:00 | 2020 Q4 Defects and Irregularities of FCMs and IBs | |
| 2020/10/12 | 08:30 | 2020 Q3 Defects and Irregularities of FCMs and IBs |
